SEC passes recent ‘battle of curiosity’ principles governing how brokers can use AI

SEC passes recent ‘battle of curiosity’ principles governing how brokers can use AI

The United States Securities and Exchange Commission (SEC) approved a set of sweeping changes to the rules governing the use of “optimization functions” by brokers in a committee vote on July 26. During an internal meeting streamed on the SEC’s website, Chairman Gary Gensler invoked everything from his disdain for the color green to his